Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 27, 2017 indicate that Massachusetts-based Detwiler Fenton & Company broker Barbara Russell has been sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Russell (CRD# 1173259).
Barbara Russell has spent nine years in the securities industry and has been registered with Detwiler Fenton & Company in Boston, Massachusetts since April 2017. Previous registrations include Detwiler Fenton & Company in Boston, Massachusetts (2015-2017); Race Rock Capital in Boston, Massachusetts; Divine Capital Markets in New York, New York; National Securities Corporation in New York, New York; Viant Capital in San Francisco, California; the Bank Street Group in Stamford, Connecticut; Solid ISG Capital Partners in New York, New York; and CIBC Oppenheimer Corporation in New York, New York. She is currently not registered with any US state.
According to her BrokerCheck report, she has been sanctioned by FINRA.
In January 2017 FINRA sanctioned her following allegations she “acted beyond the scope of her employment with a FINRA member firm in her activities with an education company without providing accurate prior written notice and without obtaining approval from the firm to engage in such outside activities.” FINRA’s findings stated further: “just prior to joining the firm, Russell executed a consulting agreement with the education company and she failed to disclose the existence of that consulting agreement to the firm or provide the firm with full and accurate details concerning the nature and scope of this outside business. Russell was a paid consultant for the education company.” She was issued a 2-month suspension and a fine of $5,000.
If you have complaints regarding Barbara Russell, call firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.