Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2018 indicate that former Minnesota-based Raymond James & Associates broker/adviser Barry Wold was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wold (CRD# 2095296).
Barry Wold has spent 27 years in the securities industry and was most recently registered with Raymond James & Associates in Edina, Minnesota (2009-2018). Previous registrations include Robert W. Baird & Company in Edina, Minnesota (1998-2009) and Piper Jaffray in Minneapolis, Minnesota (1990-1998). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 2, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 25, 1990; and Series 7 (General Securities Representative Examination), which he obtained on October 16, 1990. He is currently not registered with any state, firm or self-regulatory organization.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In January 2018 he was terminated from his position at Raymond James & Associates following allegations he failed to follow instructions regarding “the moving of certain high commission accounts to a fee-based alternative.” The note on his disclosure form states further that the firm also had “concerns regarding the accuracy of client contact notes” which Mr. Wold made in the firm’s internal contact management system.
If you or someone you know has a complaint regarding Barry Wold, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.