Bart Bohrer (CRD#: 4315654), a registered representative with Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, is currently involved in three pending customer disputes totalling over $900,000, according to his BrokerCheck record accessed on January 17, 2020.
On March 4, 2019, a client alleged that Bart Bohrer violated the Minnesota Securities Act and violated federal securities laws. The client is seeking $445,000 and the dispute is pending.
On November 28, 2019, a client alleged that Bart Bohrer violated federal securities laws, breached his contract, and breached his fiduciary duty. The client is requesting $5,000 in damages and the matter is pending.
On December 12, 2019, clients alleged that Bart Bohrer violated the Georgia Uniform Securities Act, breached his contract, breached his fiduciary duty, and acted negligently. The client alleged that the alleged conduct occurred from May 2013 to June 2017. The client is seeking $489,681.94 and the dispute is pending.
In addition to Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, Bart Bohrer has also worked for Capital Financial Services, Inc. (CRD#: 8408) in Minot, North Dakota. His BrokerCheck record states that he only holds a state securities license in North Dakota.
Bart Bohrer passed the Series 65 – Uniform Investment Adviser Law Examination, Series 63 – Uniform Securities Agent State Law Examination, and the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination. He has also passed the Series 4 – Registered Options Principal Examination, Series 53 – Municipal Securities Principal Examination, and the Series 24 – General Securities Principal Examination.
If Bart Bohrer was your broker and you have concerns about your investments, please don’t hesitate to contact a securities attorney. Call (877) 238-4175 or email email@example.com for your free case consultation with the securities attorneys of Fitapelli Kurta.