Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 8, 2017 indicate that Texas-based Royal Alliance Associates broker/adviser Bill Holubec has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Holubec (CRD# 1304064).
Bill Holubec has spent 32 years in the securities industry and has been registered with Royal Alliance Associates in San Angelo, Texas since 1994. Previous registrations include Princor Financial Services in Des Moines, Iowa; Walnut Street Securities in El Segundo, California; Anchor National Financial Services; and Integrated Resources Equity Corporation. He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 53 (Municipal Securities Principal Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with 28 US states and territories.
According to his BrokerCheck report, Bill Holubec has received one customer complaint and one pending customer complaint.
In January 2017 a customer alleged Bill Holubec, while employed at Royal Alliance Associates, misrepresented material facts, failed to supervise, and recommended unsuitable investments in junk bonds and non-traditional exchange-traded funds. The customer is seeking $500,000 in damages in the pending complaint.
In 2010 a customer alleged Bill Holubec, while employed at Royal Alliance Associates, unsuitably allocated his funds in a variable annuity. The complaint settled for $49,750.
If you or someone you know has a complaint regarding Bill Holubec, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.