Billy Zhang “Permitted to Resign” While Under Investigation

Billy Zhang

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that former California-based AXA Advisors broker/adviser Billy Zhang recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zhang (CRD# 5510158).

Billy Zhang has spent nine years in the securities industry and was most recently registered with AXA Advisors in Los Angeles, California (2012-2018). Previous registrations include MetLife Securities in Pasadena, California (2011-2012) and AXA Advisors in Irvine, California (2008-2011). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 27, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 30, 2008; Series 7 (General Securities Representative Examination), which he obtained on December 29, 2010; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 23, 2008; and Series 24 (General Securities Principal Examination), which he obtained on December 21, 2012. He is currently not registered with any state or firm.

According to his BrokerCheck report, he recently resigned from his former employer in connection to alleged rule violations.

In April 2018 Billy Zhang was “permitted to resign” from his position at AXA Advisors while he was under investigation in connection to “sales practices” and customer allegations that he made unauthorized funds withdrawals.

If you or someone you know has lost money investing with Billy Zhang, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.