Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 9, 2017 indicate that Utah-based National Planning Corporation broker/adviser Brad Myers has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Myers (CRD# 4171462).
Brad Myers has spent sixteen years in the securities industry and has been registered with National Planning Corporation in South Jordan, Utah since 2008. Previous registrations include Hornor Townsend & Kent in Salt Lake City, Utah (2003-2008) and Princor Financial Services in Des Moines, Iowa (2000-2003). He has passed five securities industry examinations: Series 24 (General Securities Principal Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 7 (General Securities Representative Examination); 65 (Uniform Investment Adviser Law Examination); and Series 63 (Uniform Securities Agent State Law Examination). He is a registered broker and investment adviser with eleven US states and territories: aAlaska, Arizona, California, Colorado, Idaho, Indiana, Montana, Nevada, New Mexico, Oregon and Utah.
According to his BrokerCheck report, Brad Myers has received one customer complaint and four denied customer complaints.
In 2016 a customer alleged Brad Myers, while employed at Hornor Townsend & Kent, misrepresented an annuity. The customer sought unspecified damages in the complaint, which was denied.
In 2012 a customer alleged Brad Myers, while employed at National Planning Corporation, breached his fiduciary duty, committed fraud, omitted material facts, acted negligently, failed to supervise, failed to adequately investigate a complaint, breached contract, violated FINRA rules, and intentionally inflicted emotional distress. The complaint settled for $37,500.
In 2012 a customer alleged Brad Myers, while employed at Hornor Townsend & Kent, did not disclose the limitations of an annuity rider. The customer sought unspecified damages in the complaint, which was denied.
If you have complaints regarding Brad Myers, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.