Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that Iowa-based Ameriprise Financial Services broker/adviser Bradley Renberg is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Renberg (CRD# 2155253).
Bradley Renberg has spent 26 years in the securities industry and has been registered with Ameriprise Financial Services in West Des Moines, Iowa since 2009. Previous registrations include Ameriprise Advisor Services in West Des Moines, Iowa (1993-2009) and Hibbard Brown & Company in New York, New York (1991-1992). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 28, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 11, 1991; Series 31 (Futures Managed Funds Examination), which he obtained on May 22, 2006; Series 7 (General Securities Representative Examination), which he obtained on August 13, 1991; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on March 9, 1998. He is a registered broker and investment adviser with 20 US states and territories: Arizona, California, Colorado, Florida, Illinois, Iowa, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Hampshire, New Mexico, North Carolina, Pennsylvania, Tennessee, Texas, Virginia, Washington, and Wisconsin.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In February 2018 a customer alleged Bradley Renberg, while employed at Ameriprise Financial Services, recommended unsuitable investments and executed unauthorized trades. The customer is seeking unspecified damages in the pending complaint.
In 2000 a customer alleged Bradley Renberg, while employed at Olde Discount Corporation, grossly mismanaged the account, made unsuitable trades, failed to supervise, and failed to disclose risks. The complaint resulted in an award to the customer of $130,000.
In 2000 a customer alleged Bradley Renberg, while employed at Olde Discount Corporation, executed an unauthorized purchase, breached contract, breached his fiduciary duty, omitted material facts, and acted negligently. The complaint settled for $105,000.
If you or someone you know has complaints regarding Bradley Renberg, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.