Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that New York-based Aegis Capital Corporation broker/adviser Brian Court has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Court (CRD# 2591547).
Brian Court has spent 23 years in the securities industry and has been registered with Aegis Capital Corporation in Melville, New York since 2014. Previous registrations include JP Turner & Company in Port Jefferson, New York (2010-2014); Gunnallen Financial in Port Jefferson, New York (2002-2010); Investec Ernst & Company in New York, New York (1999-2002); and Royce Investment Group in Woodbury, New York (1995-1999). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 16, 1995; Series 7 (General Securities Representative Examination), which he obtained on March 8, 1995; and Series 24 (General Securities Principal Examination), which he obtained on November 11, 1996. He is a registered broker and investment adviser with seven US states and territories: California, Florida, Maine, Massachusetts, New Jersey, New York, and North Carolina. He is registered with three self-regulatory organizations (SROs): FINRA, NYSE Arca, and the Nasdaq Stock Market.
According to his BrokerCheck report, he has received two customer complaints and two customer complaints that were closed.
In February 2017 a customer alleged Brian Court, while employed at Aegis Capital Corporation, executed unauthorized trades, recommended unsuitable transactions, and churned the account. The complaint settled in April 2017 for $35,000.
In 2011 a customer alleged Brian Court, while employed at JP Turner & Company, misrepresented and recommended unsuitable private placement investments. The customer sought unspecified damages in the complaint, which was closed with no action taken.
In 2010 a customer alleged Brian Court, while employed at Gunnallen Financial, executed unauthorized trades, made unsuitable investments, and churned the account. The complaint settled in 2011 for $67,500.
In 2009 a customer alleged he, while employed at Gunnallen Financial, failed to follow instructions to sell Accentia stock. The customer sought $30,000 in damages in the complaint, which was closed with no action taken.
If you or someone you know has a complaint regarding Brian Court, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.