Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that New Jersey-based Hennion & Walsh broker/adviser Brian Rieman has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rieman (CRD# 4427713).
Brian Rieman has spent 16 years in the securities industry and has been registered with Hennion & Walsh in Parsippany, New Jersey since 2001. He has no previous registrations. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 8, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 30, 2001; and Series 7 (General Securities Representative Examination), which he obtained on August 13, 2001. He is a registered broker and investment adviser with 23 US states and territories: Alaska, Arizona, California, Connecticut, Delaware, Florida, Illinois, Louisiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia and Washington.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In February 2018 a customer alleged Brian Rieman, while employed at Hennion & Walsh, recommended unsuitable investments in municipal debt products from 2010 through 2013. The customer is seeking $230,000 in damages in the pending complaint.
In 2016 a customer alleged Brian Rieman, while employed at Hennion & Walsh, misrepresented material facts and recommended investments that performed poorly. The complaint settled for more than $44,000.
If you have lost money investing with Brian Rieman, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.