Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2016 indicate that Ohio-based Wells Fargo broker/adviser Brian Stevenson has received numerous resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Stevenson (CRD# 1854798).
Brian Stevenson has spent 28 years in the securities industry and has been registered with Wells Fargo Advisors in Dublin, Ohio since January 2016. Previous registrations include Morgan Stanley in Dublin, Ohio (2009-2016); Morgan Stanley & Company in Dublin, Ohio (2007-2009); and Merrill Lynch in Upper Arlington, Ohio (1988-2007). He is a registered broker and investment adviser with 18 US states and territories: California, Florida, Georgia, Indiana, Iowa, Kansas, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, West Virginia, and Wisconsin.
According to his BrokerCheck report, Brian Stevenson is the subject of one customer complaint and two pending customer complaints.
In April 2016, a customer alleged Brian Stevenson, while employed at Morgan Stanley, recommended unsuitable investments and did not provide notification with respect to tender offers and downgrades. The customer is seeking $2,000,000 in damages in the pending complaint.
In February 2016, a customer alleged Brian Stevenson, while employed at Morgan Stanley, purchased two unit investment trusts and a structured product without authorization. The customer is seeking unspecified damages in the pending complaint.
In 2011, Brian Stevenson paid $9,000 to satisfy a debt of $19,769.50 with “MBNA.”
In 2002, a customer alleged Brian Stevenson, while employed at Merrill Lynch, effected unauthorized mutual fund transactions. The customer sought unspecified damages in the complaint, which was denied.
In 2001, a customer alleged Brian Stevenson, while employed at Merrill Lynch, recommended unsuitable products. The customer sought $440,000 in damages in the complaint, which was denied.
In 1993, a customer alleged Brian Stevenson misrepresented material facts and recommended unsuitable limited partnership investments. In 1994, the complaint resulted in an award to the customer of $6,900.
If you have lost money investing with Brian Stevenson, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency, which means we only get paid if and when you collect money. You may have a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.