Broker Complaints: DFPG Investments (CRD# 155576)

February 10, 2015, New York, New York – Securities and investment fraud attorneys at Fitapelli Kurta are interested in speaking to investors who have complaints regarding DFPG Investments or its brokers.

DFPG Investments is a broker-dealer firm approved by both the Securities Exchange Commission (SEC) and FINRA (Financial Industry Regulatory Authority). DFPG Investments is classified as a corporation and was incorporated in Utah in October 2010. DFPG Investments main office is located in South Jordan, Utah. DFPG Investments is approved in 51 U.S. states and territories.  DFPG Investments was approved by the SEC and FINRA in May 2011.

Recently, DFPG broker, William Scott Sheehan received customer complaints stemming from potentially unsuitable TIC investments. William Scott Sheehan has been registered with DFPG Investments since October 2012. William Scott Sheehan has seven customer complaints on his BrokerCheck Report, including two complaints which are currently pending.  Several complaints against William Scott Sheehan stem from unsuitable investments. William Scott Sheehan works at DFPG’s Cornwall, New York office.

Current DFPG Investments broker, David G. Anderson has four financial disclosures on his BrokerCheck Report. In January 2010 David G. Anderson had a $28,000 judgment/lien placed on his account for falling behind on credit card payments. David G. Anderson has worked for DFPG Investments since October 2014. All events mentioned in the disclosures occurred before David G. Anderson was employed by DFPG Investments.

If you or someone you know has victim to any corrupt broker practices at DFPG Investments you may be entitled to full recovery of your losses.

Our firm prosecutes cases on behalf of investors, like yourself, who have been victimized by broker-dealers like DFPG Investments. Time to file a claim with FINRA is limited, so do not delay. Call 877 – 238 – 4175 now for your free consultation.