Broker Complaints: M Holdings Securities, Inc. (CRD# 43285)

The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints regarding M Holding Securities, Inc.

M Holding Securities, Inc.  is an independent  brokerage firm based out of Portland, Oregon. M Holding Securities, Inc.  is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).  M Holding Securities, Inc. was incorporated under the laws of Oregon in 1997.  M Holding Securities, Inc. has offices in 53 U.S. states and territories.

In 2011 M Holding Securities, Inc.  was fined $90,000 by FINRA for selling corporate bonds to a customer at un unfair price. FINRA Rules require broker-dealer firms to sell corporate bonds at a price that is fair, taking into consideration all relevant circumstances, including market conditions.  M Holding Securities, Inc. ‘s supervisory procedures failed to have rules properly addressing  these requirements.  M Holding Securities, Inc. was fined $90,000 and ordered to pay over $30,000 in restitution to its customers, as a result.

 If have lost money investing through M Holdings Securities, Inc. you may be entitled to recover your losses. Our firm sues broker-dealer firms on behalf of investors who have fallen victim to broker misconduct. All cases submit to arbitration before FINRA. Fitapelli Kurta has recovered millions on behalf of investors nationwide and will work diligently to recover your money.

All cases are taken on a contingency fee basis, which means we do not get paid unless and until we recover money for you.

Call 877-238-4175 now to speak to an attorney for free and further disuses the merits of your case.

Time is of the essence, so do not delay. Call 844-238-4175 now.