The New York based securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have lost money or who have complaints regarding Money Concepts Capital Corp.
Money Concepts Capital Corp. was incorporated in Florida in 1982. Money Concepts Capital Corp. main office is located at 11440 North Jog Rd. Palm Beach Gardens, Florida 33418. Money Concepts Capital Corp. is registered with both the SEC and FINRA and has offices in 52 U.S. states and territories. Money Concepts Capital Corp has seven regulatory events disclosed on its BrokerCheck Report and two arbitration awards entered against it.
In July 2008 the Kentucky Division of Securities fined Money Concepts Capital Corp $5,000 for noncompliance with heightened supervision of a Kentucky based stockbroker. The “voluntary contribution” of $5,000 was paid to the investor protection trust on July 23, 2008.
In December 2007, Money Concepts Capital Corp. was fined $13,500 for failing to report five customer-related matters in a timely manner to the NASD, FINRA’s predecessor, and failing to report six customer-related matters on six brokers’ Form U4’s.
In May 2007 Money Concepts Capital Corp was fined $2,500 by the New Hampshire Bureau of Securities Regulation for failing to comply with a New Hampshire requirement for a designated principal.
If you or someone you know has lost money investing with Park Avenue Securities you may be entitled to recover your losses. The law offers investors who have fallen victim to broker misconduct a path of recovery by way of arbitration through the Financial Industry Regulatory Authority (FINRA). Time to file a claim with FINRA is limited however, so do not delay.
Call the dedicated attorneys at Fitapelli Kurta today for your free consultation. Do not wait.
Call 877 – 238 – 4175 now.