Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 13, 2017 indicate that New Jersey-based International Assets Advisory broker Bruce Plyer has been the subject of customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Plyer (CRD# 1666324).
Bruce Plyer has spent 29 years in the securities industry and has been registered with International Assets Advisory in Morristown, Pennsylvania since December 2016. Previous registrations include Morgan Stanley in Florham Park, New Jersey (2009-2016); Citigroup Global Markets in Florham Park, New Jersey (1993-2000); and Lehman Brothers in New York, New York (1987-1993). He is a registered broker with the District of Columbia and Pennsylvania.
According to his BrokerCheck report, Bruce Plyer has received three customer complaints and was recently discharged from Morgan Stanley.
In November 2016 Bruce Plyer was terminated from his position at Morgan Stanley following “Allegations regarding the former registered representative’s execution of trades in clients’ accounts without authorization.”
In 2011 a customer alleged Bruce Plyer, while employed at Citigroup Global Markets, participated in unsuitable and excessive margin trading. The complaint settled in 2012 for $600,000.
In 2008 a customer alleged he, while employed at Citigroup Global Markets, misrepresented material facts related to auction rate securities. The complaint settled for $99,000.
In 1999 a customer alleged he, while employed at Salomon Smith Barney, acted negligently, breached his fiduciary duty, and breached contract. The complaint settled for $190,000.
If you have complaints regarding Bruce Plyer, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.