Byron Glime: Sanctioned by FINRA

Byron Glime

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that former Maryland-based Capital Investment Group broker Byron Glime has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Glime (CRD# 4977989).

Byron Glime has spent ten years in the securities industry and was most recently registered with Capital Investment Group in Federalsburg, Maryland. Previous registrations include Suntrust Investment Services in Glen Burnie, Maryland; Citigroup Global Markets in Baltimore, Maryland; and Legg Mason Wood Walker in Baltimore, Maryland. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one FINRA sanction and one customer complaint.

In June 2016 FINRA sanctioned Byron Glime following allegations he failed to respond to FINRA request for information. He was permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.

In 2015 he was terminated from his position at Capital Investment Group following allegations he failed to timely report criminal disclosure activity.

In 2013 Byron Glime pled guilty to one misdemeanor charge of embezzlement/appropriation. He was sentenced to a fully suspended two-year sentence and two years of probation.

In 2008 a customer alleged Byron Glime, while employed at Citigroup Global Markets, executed unauthorized trades. The complaint settled for more than $48,300.

If you have complaints regarding Byron Glime, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.