Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 24, 2017 indicate that former North Dakota-based Questar Capital broker Kevin Wanner has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from customers who have complaints regarding Mr. Wanner (CRD# 1402627).
Kevin Wanner has spent thirty years in the securities industry and was most recently registered with Questar Capital in Bismarck, North Dakota (2012-2015). Previous registrations include Woodbury Financial Services in Bismarck, North Dakota; USAllianz Securities in Bismarck, Maryland; Raymond James Financial in St. Petersburg, Florida; LM Financial Partners in New Orleans, Louisiana; Merrill Lynch in New York, New York; SunAmerica Securities in Phoenix, Arizona; Anchor National Financial Services; and AG Edwards & Sons in St. Louis, Missouri. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Kevin Wanner has received two regulatory sanctions, was terminated from his position at Questar Capital, and is the subject of a pending customer dispute.