Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2017 indicate that Washington-based Merrill Lynch broker/adviser Phil Scott, also known as Walter Schlaepfer, has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scott (CRD# 1306585).
Phil Scott has spent 33 years in the securities industry and has been registered with Merrill Lynch in Bellevue, Washington since 1984. He has no previous registrations. he has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 31 (Futures Managed Funds Examination); Series 3 (National Commodity Futures Examination); Series 7 (General Securities Representative Examination); and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]). He is a registered broker and investment adviser with 51 US states and territories.
According to his BrokerCheck report, he has received five customer complaints.