Mark Wojno (CRD#: 5623841), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 29, 2020. What happened to lead to this investor dispute? Read on to learn more.
On June 22, 2020, a client filed an investor complaint against Mark Wojno. The client alleges that the broker recommended unsuitable investments and misrepresented these investments. The client purchased the investments in 2015. The client further alleges that the firm failed to supervise the actions of Mark Wojno and failed to conduct due diligence. Mark Wojno’s colleague, Andrew Perri, is also involved in this dispute.
Mark Wojno has passed the Series 63 – Uniform Securities Agent State Law Examination, the Series 65 – Uniform Investment Adviser Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 6 – Investment Company Products/Variable Contracts Representative Examination. He is licensed to sell securities in Florida and Michigan.