Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that New York-based National Securities broker Robert Rotunno has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rotunno (CRD# 4025263).
Robert Rotunno has spent 17 years in the securities industry and has been registered with National Securities in New York, New York since January 2016. Previous registrations include Laidlaw & Company in New York, New York; Sands Brothers in New York, New York; Global Capital in Englewood, Colorado; Murphy & Durieu in New York; New York; and American Investment Services in Oklahoma City, Oklahoma. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with 37 US states and territories.
According to his BrokerCheck report, he has received six customer complaints and two pending customer complaints.