Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 5, 2018 indicate that New York-based FSC Securities Corporation broker Thomas Murray has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murray (CRD# 721725).
Thomas Murray has spent 37 years in the securities industry and has been registered with FSC Securities Corporation in Hartsdale, New York since 2009. Previous registrations include Advantage Capital Corporation in Hartsdale, New York (2007-2009; 1983-2007) and First Investors Corporation (1981-1983). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 23, 2007; Series 62 (Corporate Securities Limited Representative Examination), which he obtained on February 27, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 6, 1981. He is a registered broker with seven US states and territories: Connecticut, Florida, Maryland, New Jersey, New York, North Carolina, and Virginia. He is registered with one self-regulatory organization (SRO): FINRA.
According to his BrokerCheck report, he has received one pending customer complaint.