Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that former Texas-based Supreme Alliance broker Carlos Plaza-Domenech has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Plaza-Domenech (CRD# 3082565).
Carlos Plaza-Domenech has spent 18 years in the securities industry and was most recently registered with Supreme Alliance in Leander, Texas (2016-2017). Previous registrations include Kovack Securities in Fort Lauderdale, Florida (2015); UBS Financial Services in San Juan, Puerto Rico (2004-2015); UBS Financial Services in San Juan, Puerto Rico (2004-2015); and Oriental Financial Services in San Juan, Puerto Rico (1999-2004). He has passed one securities industry examination: Series 7 (General Securities Representative Examination), which he obtained on February 17, 1999. He is currently not registered as a broker with any state or firm.
According to his BrokerCheck report, he has received eight customer complaints and two pending customer complaints.