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Steven ReedPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that Iowa-based Client One Securities broker/adviser Steven Reed recently resigned from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reed (CRD# 1935954).

Steven Reed has spent 28 years in the securities industry and has been registered with Client One Securities in Urbandale, Iowa since February 2018. Previous registrations include Northwestern Mutual Investment Services in West Des Moines, Iowa (1989-2018) and Robert W. Baird & Company in Milwaukee, Wisconsin (1989-2002). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 15, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 19, 1989; and Series 7 (General Securities Representative Examination), which he obtained on April 15, 1989. He is a registered broker and investment adviser with six US states: Alabama, Indiana, Iowa, Minnesota, Nebraska, and Oregon. He is registered with one self-regulatory organization (SRO): FINRA.

According to his BrokerCheck report, Steven Reed recently resigned from his former employer in connection to alleged rule violations.

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Gary Rudow

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that New York-based Stifel Nicolaus & Company broker/adviser Gary Rudow recently resigned from his former employer in connection to alleged policy violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rudow (CRD# 2401201).

Gary Rudow has spent 23 years in the securities and has been registered with Stifel Nicolaus in New York, New York since November 2017. Previous registrations include Morgan Stanley in New York, New York (2009-2017); Morgan Stanley & Company in New York, New York (2008-2009); Bear Stearns & Company in New York, New York (2003-2008); Ryan Beck & Company in Florham Park, New Jersey (2002-2003); Gruntal & Company in New York, New York (2000-2002); and Tucker Anthony Incorporated in Boston, Massachusetts (1994-2000). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 29, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 26, 1995; and Series 7 (General Securities Representative Examination), which he obtained on January 24, 1994. He is a registered broker and investment adviser with 24 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Texas, Utah, the Virgin Islands, Washington and Wisconsin. He is registered with six self-regulatory organizations: Bats BZX Exchange Inc., FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, Gary Rudow recently resigned from his former employer in connection to alleged policy violations.

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Darrell RobertsPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that Texas-based Western International Securities broker/adviser Darrell Roberts resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 4244624).

Darrell Roberts has spent 16 years in the securities industry and has been registered with Western International Securities in Richardson, Texas since September 2017. Previous registrations include Financial West Group in Richardson Texas (2013-2017); Ameriprise Financial Services (2001-2013); and IDS Life Insurance Company in Minneapolis, Minnesota (2001-2006). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with six US states: Idaho, Indiana, New York, Oklahoma, Texas and Washington.

According to his BrokerCheck report, Darrell Roberts has resigned from a former employer in connection to alleged rule violations.

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Blake KingPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 22, 2017 indicate that former Georgia-based Merrill Lynch broker/adviser Blake King recently resigned from his former employer following alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. King (CRD# 6012392).

Blake King has spent four years in the securities industry and was most recently registered with Merrill Lynch in Atlanta, Georgia (2012-2017). He has no previous registrations. He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Blake King recently resigned from his position at Merrill Lynch.