Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that former Florida-based SunTrust Investment Services broker/adviser Dale Seagrave recently resigned from his former employer in connection to alleged rule violations and has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seagrave (CRD# 2457013).
Dale Seagrave has spent 16 years in the securities industry and was most recently registered with SunTrust Investment Services in Coral Gables, Florida (2015-2018). Previous registrations include Wells Fargo Advisors in Hallandale, Florida (2009-2015); PFIC Securities Corporation in Franklin, Tennessee (2002-2003); Banc of America Investment Services in Boston, Massachusetts (2001-2002); SunTrust Securities in Atlanta, Georgia (2001); Mesirow Financial in Chicago, Illinois (2001); H. Beck in Bethesda, Maryland (2000); Citicorp Investment Services in Long Island City, New York (1998-1999); Painewebber in Weehawken, New Jersey (1998); Shay Financial Services in Irving, Texas (1995-1997); and Suncoast Capital Group in Fort Lauderdale, Florida (1994). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 13, 2009; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 16, 2007; and Series 7 (General Securities Representative Examination), which he obtained on March 5, 2009. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and recently resigned from his former employer in connection to alleged rule violations.