Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that former Massachusetts-based Rothschild Lieberman broker Matthew Barrett has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Barrett (CRD# 3277609).
Matthew Barrett has spent 15 years in the securities industry and was most recently registered with Rothschild Lieberman in Boston, Massachusetts (2016). Previous registrations include Newport Coast Securities in Boston, Massachusetts; White Weld & Company Securities in Boston, Massachusetts; Seven Points Capital in Boston, Massachusetts; Avian Securities in Boston, Massachusetts; BTIG LLC in Boston, Massachusetts; Raymond James & Associates in St. Petersburg, Florida; AdVest in Hartford, Connecticut; and Dain Rauscher in New York, New York. He is currently not registered with any state or firm.
According to his BrokerCheck report, Matthew Barrett was recently sanctioned by FINRA and has previously been sanctioned by the State of Massachusetts.