Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 30, 2016 indicate that Connecticut-based Investors Capital broker Robert Estevez is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Estevez (CRD# 3161419).
Robert Estevez has spent seventeen years in the securities industry and has been registered with Investors Capital in Greenwich, Connecticut since 2008. He was previously registered with Eastbrook Capital Group, which has since been expelled by FINRA, in New York, New York (2001-2008), and Prime Charter in New York, New York (1998-2001). He is a registered broker with 41 US states and territories.
According to his BrokerCheck report, Robert Estevez has received one regulatory sanction, one pending customer complaint, and four customer complaints that were denied or withdrawn.