Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that Texas-based MML Investors Services broker Brett Thiery has received several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Thiery (CRD# 5179667).
Brett Thiery has spent ten years in the securities industry and has been registered with MML Investors Services in Houston, Texas since March 2017. Previous registrations include MSI Financial Services in Houston, Texas (2015-2017); LPL Financial in Houston, Texas (2013-2015); ProEquities in Houston, Texas (2010-2013); and Chase Investment Services in Houston, Texas (2006-2009). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 8, 2006, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on July 31, 2006. He is a registered broker with three US states: Oklahoma, Texas, and Virginia.
According to his BrokerCheck report, he has received four unsatisfied tax liens and was discharged from a former employer in connection to alleged rule violations.