Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2017 indicate that Texas-based Ascendant Alternative Strategies broker Trevor Carney has received a regulatory sanction. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Carney (CRD# 5657735).
Trevor Carney has spent five years in the securities industry and has been registered with Ascendant Alternative Strategies in Austin, Texas since March 2017. Previous registrations include Axiom Capital Management in Austin, Texas; KBR Capital Markets in Newport Beach, California; and Direct Capital Securities in Austin, Texas. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with ten US states and territories: Arkansas, Iowa, Kansas, Louisiana, Nebraska, New York, North Dakota, South Dakota, Texas and Wyoming.
According to his BrokerCheck report, he has received one regulatory sanction and two judgments or liens.