Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 21, 2018 indicate that former Nevada-based Cetera Advisor Networks broker/adviser Peter Klaas, who has received resolved or pending customer disputes and a regulatory sanction, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klaas (CRD# 2381681).
Peter Klaas has spent 24 years in the securities industry and was most recently registered with Cetera Advisor Networks in Las Vegas, Nevada since (2017-2018). Previous registrations include Allegis Investment Services in South Jordan, Utah (2014-2017); Signator Financial Services in Idaho Falls, Idaho (2014-2017); LPL Financial in Idaho Falls, Idaho (2007-2011); Financial Network Investment Corporation in Idaho Falls, Idaho (2003-2007); Edward Jones in St. Louis, Missouri (2002-2003); Cuna Brokerage Services in Waverly, Iowa (1995-2002); WMA Securities in Duluth, Georgia (1994-1995); and Fidelity Brokerage Services in Smithfield, Rhode Island (1993-1994). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one regulatory sanction, three customer complaints, and one pending customer complaint, and he recently resigned from his former employer.