Chad Vandenbusch (CRD #: 2580669), a broker registered with WinTrust Investments LLC, is facing client allegations regarding misrepresentations, according to his BrokerCheck record, accessed on September 17, 2020. Keep reading for more detail.
On August 11, 2020, a client alleged that Mr. Vandenbusch misrepresented certain investments, representing them as safer than conventional equities. The client is seeking $220,000; the dispute is pending.
Chad Vandenbush has passed the Series 65 Uniform Investment Adviser Law Examination, Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 6 Investment Company Products/ Variable Contracts Representative Examination. He is a registered broker in Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Michigan, Minnesota, Mississippi, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington, and Wisconsin. He is a registered investment adviser in Wisconsin.
Mr. Vandenbusch has 24 years of experience in the securities industry, and has worked at the following firms:
- Wayne Hummer Investments LLC (CRD #: 875)
- Steel, Nicolaus & Company, Incorporated (CRD #: 793)
- SII Investments, Incorporated (CRD #: 2225)
- Associated Investment Services, Incorporated (CRD #: 1464)
- Metropolitan Life Insurance Company (CRD #: 4095)
- MetLife Securities Incorporated (CRD #: 14251)
If Chad Vandenbusch was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for your free case consultation with a securities attorney.