Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that Pennsylvania-based Harvest Financial Corporation broker/adviser Charles Correal has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Correal (CRD# 1366202).
Charles Correal has spent 31 years in the securities industry and has been registered with Harvest Financial Corporation in Pittsburgh, Pennsylvania since May 2016. Previous registrations include Morgan Stanley in Upper St. Clair, Pennsylvania; Morgan Stanley & Company in Pittsburgh, Pennsylvania; Morgan Stanley DW in Pittsburgh, Pennsylvania; and Janney Montgomery Scott in Cannonsburg, Pennsylvania. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Florida, Maryland, Ohio, Pennsylvania, Texas, Virginia and West Virginia.
According to his BrokerCheck report, he has received one customer complaint and three pending customer complaints.
In April 2017 a customer alleged Charles Correal, while employed at Morgan Stanley, purchased unsuitable stocks. The customer is seeking $22,600 in damages in the pending complaint.
In April 2017 a customer alleged Charles Correal, while employed at Morgan Stanley, recommended unsuitable equity listed products. The customer is seeking more than $38,400 in damages in the pending complaint.
In 2016 a customer alleged Charles Correal, while employed at Morgan Stanley, made unsuitable investments involving securities in the energy sector. The customer is seeking $180,000 in damages in the pending complaint.
In 2015 a customer alleged he, while employed at Morgan Stanley, made unsuitable investment recommendations. The complaint settled in April 2017 for $124,000.
If you or someone you know has complaints regarding Charles Correal, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.