Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2018 indicate that Massachusetts-based Merrill Lynch broker/adviser Charles Kenahan has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kenahan (CRD# 1351974).
Charles Kenahan has spent 32 years in the securities industry and has been registered with Merrill Lynch in Boston, Massachusetts since 2007. Previous registrations include Morgan Stanley & Company in Boston, Massachusetts (2007); Morgan Stanley DW in Boston, Massachusetts (1994-2007); Smith Barney in New York, New York (1989-1994); Bear Stearns & Company in New York, New York (1986-1989); and Thomson McKinnon Securities (1985-1986). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 24, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 7, 1985; and Series 7 (General Securities Representative Examination), which he obtained on April 20, 1985. He is a registered broker and investment adviser with 19 US states and territories: California, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Utah, and Vermont. His self-regulatory organization (SRO) registrations include: BOX Options Exchange LLC, Bats BZX Exchange, Bats EDGX Exchange, C2 Options Exchange, the Chicago Stock Exchange, FINRA, MIAX PEARL LLC, NYSE American LLC, Nasdaq BX, Nasdaq MRX, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In February 2018 a customer alleged Charles Kenahan, while employed at Merrill Lynch, recommended unsuitable investments and executed excessive trades from December 2007 until February 2018. The customer is seeking unspecified damages in the pending complaint.
If you or someone you know has lost money investing with Charles Kenahan, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.