Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2018 indicate that former Kentucky-based Merrill Lynch broker/adviser Christopher Hibbard is involved in a pending customer dispute and was discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hibbard (CRD# 3176484).
Christopher Hibbard has spent 18 years in the securities industry and was most recently registered with Merrill Lynch in Louisville, Kentucky (2010-2018). Previous registrations include Morgan Keegan & Company in Louisville, Kentucky (2004-2010) and AG Edwards & Sons in St. Louis, Missouri (1999-2004). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 5, 1999, and Series 7 (General Securities Representative Examination), which he obtained on March 16, 1999. He is currently not registered with any state or firm.
According to his BrokerCheck report, Christopher Hibbard has received one pending customer complaint and was discharged from his former employer in connection to alleged rule violations.
In January 2018 he was terminated from his former employer in connection to allegations of conduct that included “unauthorized trades and theft.”
In December 2017 a customer alleged Christopher Hibbard, while employed at Merrill Lynch, executed unauthorized trades and committed theft in connection to investments in variable annuity products and a money market fund. The customer is seeking unspecified damages in the pending complaint.
If you or someone you know has a complaint regarding Christopher Hibbard, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.