Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 indicate that former Washington-based Key Investment Services broker/adviser Christopher Walker recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Walker (CRD# 721700).
Christopher Walker has spent 35 years in the securities industry and was most recently registered with Key Investment Services in Redmond, Washington (2013-2017). Previous registrations include Oppenheimer & Company in Bellevue, Washington; WM Financial Services in Irvine, California; First Montauk Securities in Red Bank, New Jersey; Painewebber in Weehawken, New Jersey; Everen Securities in St. Louis, Missouri; Bateman Eichler Hill Richards; Shearson Lehman Hutton in New York, New York; EF Hutton & Company; and Paine Webber Jackson & Curtis. He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 3 (National Commodity Futures Examination); Series 31 (Futures Managed Funds Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and recently resigned from his former employer.
In April 2017 he voluntarily resigned from his position at Key Investment Services following allegations he failed “to report and provide requested documents regarding an outside business activity.”
In 1995 a customer alleged Christopher Walker, while employed at Painewebber, exercised discretion without written authorization. The complaint settled for $10,000.
If you or someone you know has lost money investing with Christopher Walker, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.