Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 22, 2017 indicate that Minnesota-based Ameriprise Financial Services broker/adviser Corey Mireau, who has received a pending customer complaint, resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mireau (CRD# 3046777).
Corey Mireau has spent 19 years in the securities industry and was most recently registered with Ameriprise Financial Services in Eden Prairie, Minnesota (1998-2017). He was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (1998-2006). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 13, 1999; Series 7 (General Securities Representative Examination), which he obtained on January 18, 1999; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 4, 1998. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and three tax liens, and he resigned from his former employer in connection to alleged rule violations.
In November 2017 a customer alleged Corey Mireau, while employed at Ameriprise Financial Services, recommended an investment in Vapor Distribution that suffered losses. The customer is seeking $235,000 in damages in the pending complaint.
In September 2017 he was “permitted to resign” from his position at Ameriprise Financial Services after he was suspended and then under review for “company policy violations” regarding borrowing of money from clients and disclosure of outside business activities.
In 2016 the IRS filed a tax lien totaling $25.547.53 against him. The lien remains outstanding.
In 2011 the IRS filed a tax lien totaling $74,301 against him. The lien remains outstanding.
In 2011 the IRS filed a tax lien totaling $44,719 against him. The lien remains outstanding.
If you have lost money investing with Corey Mireau, you may be eligible to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on contingency: we only receive payment if and when you recover money. You might have a limited time to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.