Customer Alleged Matthew Rollins Executed Unauthorized Trades

Matthew Rollins

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that Texas-based Edward Jones broker/adviser Matthew Rollins is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rollins (CRD# 5592821).

Matthew Rollins has spent nine years in the securities industry and has been registered with Edward Jones in Waco, Texas since 2008. He has no previous registrations. He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 13, 2008, and Series 7 (General Securities Representative Examination), which he obtained on October 30, 2008. He is a registered broker and investment adviser with 17 US states and territories: Alabama, California, Colorado, Florida, Georgia, Iowa, Louisiana, Mississippi, Missouri, New Hampshire, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas, and Virginia. He is registered with four self-regulatory organizations: FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint.

In April 2017 a customer alleged Matthew Rollins, while employed at Edward Jones, breached his fiduciary duty, executed unauthorized trades, made misrepresentations of material facts, acted negligently, and failed in his supervisory duties in connection to bond sales. The customer is seeking in excess of $100,000 in damages in the pending complaint.

If you have lost money investing with Matthew Rollins, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.