Daeil Ro (Ameriprise Financial Broker) Faces Complaint

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Washington-based Ameriprise broker and investment adviser Daeil Ro (CRD# 3208066).

Daeil Ro has spent sixteen years in the securities industry and has been registered with Ameriprise Financial Services in Bellevue, Washington since 2012. Previous registrations include Morgan Stanley Smith Barney in Federal Way, Washington (2009-2012); Citigroup Global Markets in Federal Way, Washington (2006-2009); Waddell & Reed in Tacoma, Washington (2005-2006); Morgan Stanley DW in Purchase, New York (2003-2005); and Merrill Lynch, Pierce, Fenner & Smith in New York, New York (1999-2003). He is a registered broker and investment adviser in two states: Nevada and Washington.

According to his BrokerCheck report, Daeil Ro is the subject of one pending customer complaint related to his employment at Ameriprise Financial Services.

In 2014 a customer alleged Daeil Ro, while employed at Ameriprise Financial Services, recommended he invest in an outside real estate investment that was “part of a fraudulent scheme.” The customer additionally alleged that Mr. Ro embezzled the proceeds of his investment and gave misleading statements relating to the product, ultimately resulting in lost value in the $2,000,000 investment. The customer is seeking $2,000,000 in damages in the pending complaint.

If you have lost money investing with or have complaints regarding Daeil Ro or Amerirpise Financial Services, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be qualified to recover your losses. All cases are taken on contingency: we only get paid if and when you recover money. The law establishes a limited window to file your claim, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.