Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that Texas-based UBS Financial Services broker/adviser Daniel Rebmann has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rebmann (CRD# 2254569).
Daniel Rebmann has spent 24 years in the securities industry and has been registered with UBS Financial Services in San Antonio, Texas since 2011. Previous registrations include Merrill Lynch in San Antonio, Texas; Banc One Securities in Chicago, Illinois; and Edward D. Jones & Company in St Louis, Missouri. He is a registered broker and investment adviser with 14 US states and territories: Arkansas, California, Colorado, Connecticut, Florida, Iowa, Louisiana, Massachusetts, Missouri, New Hampshire, North Carolina, Ohio, Texas, and Washington.
According to his BrokerCheck report, Daniel Rebmann was received two customer complaints and one pending customer complaint.
In March 2016, a customer alleged Daniel Rebmann, while employed at UBS Financial Services, executed unauthorized structured products purchases. The complaint settled in July 2016 for $25,000.
In December 2015, a customer alleged Daniel Rebmann, while employed at Merrill Lynch, misrepresented and omitted material facts related to an investment. The customer is seeking $36,920 in damages in the pending.
In 2014, a customer alleged Daniel Rebmann, while employed at Merrill Lynch, misrepresented and omitted material facts related to an investment and recommended unsuitable investments. The complaint settled in September 2015 for $35,500.
If you have complaints regarding Daniel Rebmann, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.