Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 23, 2017 indicate that Virginia-based Spire Securities broker/adviser Darren Port was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Port (CRD# 4911903).
Darren Port has spent 12 years in the securities industry and has been registered with Spire Securities in Reston, Virginia since June 2017. He was previously registered with Waddell & Reed in Madison, Wisconsin (2005-2017). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with five US states and territories: California, Minnesota, Ohio, Texas and Wisconsin.
According to his BrokerCheck report, he was recently discharged from a former employer in connection to alleged rule violations.
In April 2017 Darren Port was terminated from his position at Waddell & Reed following allegations he violated firm policies “involving an outside business activity, including failure to obtain prior approval for the activity as required, misrepresentation of the start date and duties of the activity, and accepting compensation for the introduction of individuals to a start-up company.”
If you have lost money investing with Darren Port, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.