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David Hill Was Terminated From a Former Employer Following Alleged Rule Violations

David Hill

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Florida-based Summit Brokerage Services broker/adviser David Hill was recently discharged from his former employer in connection to alleged policy violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hill (CRD# 818407).

David Hill has spent 40 years in the securities industry and was most recently registered with Summit Brokerage Services in Port Orange, Florida (2014-2017). Previous registrations include NBC Securities in Port Orange, Florida (2011-2014); Woodbury Financial Services in Daytona Beach, Florida (2009-2011); Colonial Brokerage in Daytona Beach, Florida (2007-2009); Amsouth Investment Services in Naples, Florida (2006); Great American Advisors in Cincinnati, Ohio (1998-2006); Fiserv Investor Services in Houston, Texas (1998); FSC Securities Corporation in Atlanta, Georgia (1998); Crispin Koehler Securities in Tampa, Florida (1997-1998); Painewebber in Weehawken, New Jersey (1991-1997); Securities America in La Vista, Nebraska (1989-1991); First California Capital Markets Group (1989-1990); Mariner Financial Services in Largo, Florida (1989); PFG Securities (1988-1989); First American National Securities (1988); Integrated Resources Equity Corporation (1977-1988); Integrated Resources Capital Services (1983-1988); Security First Financial (1980-1985); Aetna Life Insurance and Annuity Company (1983); Anchor National Financial Services (1979-1980); and Waddell & Reed (1976-1977). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 6, 1995; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 16, 1985; and Series 1 (Registered Representative Examination), which he obtained on February 16, 1976. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and was discharged from his former employer in connection to alleged rule violations.

In November 2017 he was terminated from his position at Summit Brokerage Services following allegations he failed to report a customer complaint to the firm within a required time frame.

In November 2017 a customer alleged David Hill, while employed at Summit Brokerage Services, did not provide a fixed annuity policy for their review. The complaint settled for more than $40,700.

If you or someone you know has a complaint regarding David Hill, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.