David Krumrey Was Discharged Following Alleged Rule Violations

David KrumreyPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 6, 2017 indicate that former Texas-based Oppenheimer & Company broker/adviser David Krumrey has received pending customer disputes and was discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Krumrey (CRD# 4121845).

David Krumrey has spent 17 years in the securities industry and was most recently registered with Oppenheimer & Company in The Woodlands, Texas (2009-2017). Previous registrations include Stanford Group Company in Houston, Texas (2009) and Merrill Lynch in Kingwood, Texas (2000-2009). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on April 14, 2000; Series 31 (Futures Managed Funds Examination), which he obtained on June 9, 2004; and Series 7 (General Securities Representative Examination), which he obtained on March 21, 2000. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two pending customer complaints and was discharged from his former employer in connection to alleged rule violations.

In October 2017 a customer alleged David Krumrey, while employed at Oppenheimer & Company, acted negligently, breached his fiduciary duty, was negligent in his supervisory duties, and breached contract in connection. The customer is seeking $200,000 in damages in the pending complaint.

In August 2017 he was terminated from his position at Oppenheimer & Company following allegations he attempted to settle a complaint away from the firm.

In August 2017 a customer alleged David Krumrey, while employed at Oppenheimer & Company, executed unauthorized transactions beginning in May 2014. The customer is seeking $91,000 in damages in the pending complaint.

If you or someone you know has a complaint regarding David Krumrey, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

 

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