Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that New York-based RBC Capital Markets broker/adviser David McIlroy is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McIlroy (CRD# 1329993).
David McIlroy has spent 33 years in the securities industry and has been registered with RBC Capital Markets in New York, New York, where he is Senior Vice President of the McIlroy Investment Group, since 2008. He was previously registered with McLaughlin Piven Vogel Securities in New York, New York (1985-2008). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on February 20, 2001; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 2, 1984; Series 7 (General Securities Representative Examination), which he obtained on January 19, 1985; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on June 17, 1987. He is a registered broker and investment adviser with 30 US states and territories and with ten self-regulatory organizations: BOX Options Exchange LLC, the Chicago Board Options Exchange, FINRA, NYSE American LLC, NYSE Arca, Nasdaq BX, Nasdaq ISE, Nasdaq PHLX, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In December 2017 a customer alleged David McIlroy, while employed at RBC Capital Markets, made unsuitable recommendations to buy and hold unsuitable Puerto Rico municipal bonds that resulted in losses. The customer is seeking $250,000 in damages in the pending complaint.
If you have lost money investing with David McIlroy, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.