Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Michigan-based Sigma Financial Corporation broker/adviser David White has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. White (CRD# 2316760).
David White has spent twenty-five years in the securities industry and has been registered with Sigma Financial Corporation in Allen Park, Michigan since 2004. Previous registrations include Intersecurities in St. Petersburg, Florida (1993-2004) and Sigma Financial Corporation in Ann Arbor, Michigan (2004). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 25, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 1, 1993; Series 7 (General Securities Representative Examination), which he obtained on June 1, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 1, 1993. He is a registered broker and investment adviser with eleven states and territories: Arizona, Florida, Georgia, Michigan, Missouri, Nebraska, Ohio, South Carolina, Utah, Virginia, and Wisconsin. He is registered with two self-regulatory organizations (SROs): FINRA and the Nasdaq Stock Market.
According to his BrokerCheck report, he has received three customer complaints and three denied customer complaints.
In 2016 a customer alleged David White, while employed at Sigma Financial Corporation, committed fraud, misrepresented material facts related to an investment, breached his fiduciary duty, and acted negligently in connection with private placement products. The complaint settled for $30,000.
In 2012 a customer alleged David White, while employed at Sigma Financial Corporation, misrepresented material facts, recommended unsuitable investments, and omitted material facts related to investments in stock products, mutual funds, and real estate securities. The customer sought $113,000 in damages in the complaint, which was denied.
In 2009 a customer alleged David White, while employed at Sigma Financial Corporation, misrepresented and recommended unsuitable investments. The customer sought $19,800 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with David White, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.