Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 14, 2018 indicate that New York-based Lincoln Investment broker/adviser Dean DiMaggio has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. DiMaggio (CRD# 1361857).
Dean DiMaggio has spent 32 years in the securities industry and has been registered with Lincoln Investment in Port Washington, New York since 2009. Previous registrations include HRC Investment Services in Glen Head, New York (1993-2009); USLife Equity Sales Corporation in New York, New York (1986-1993); and Kurz-Liebow & Company (1986). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 4, 2003; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 27, 1986; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 10, 1986. He is a registered broker and investment adviser with eleven US states and territories: California, Connecticut, Florida, Georgia, Indiana, Maryland, New Jersey, New York, Pennsylvania, Puerto Rico, and Wisconsin.
According to his BrokerCheck report, he has received one pending customer complaint and was discharged from a former employer in connection to alleged rule violations.
In July 2018 a claimant alleged Dean DiMaggio, while employed at Halliday Financial and Lincoln Investment Corporation, engaged in manipulation and improperly distributed a deceased individual’s assets. The claimant is seeking $950,000 in damages in the pending complaint.
In 2009 he was terminated from his position at HRC Investment Services in connection to allegations he wrongfully removed physical and digital customer information from the firm’s offices, in contravention of firm policy and a written agreement he had with the firm.
If you or someone you know has a complaint regarding Dean DiMaggio, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free