Deanna Williamson first entered the securities industry in 2001, where she was registered with Morgan Stanley until she joined LPL Financial in August 2005. In July 2010, Ms. Williamson was terminated by LPL Financial. She is currently associated with J.W. Cole Financial, Inc. in Oceanside, CA.
On August 8, 2012, Deanna Williamson and FINRA entered into a letter of acceptance, waiver and consent, known as an AWC (No. 20100023800401). According to the AWC, while she was employed by LPL Financial, Ms. Williamson falsified documents by attaching copies of signature pages of 11 customers to 16 documents. By virtue of this conduct, Deanna Williamson created and caused LPL to have inaccurate books and records in violation of FINRA rules.
As a result of the foregoing activity, Deanna Williamson consented to a fine of $10,000 and a four month suspension from associating with any FINRA member firm in any capacity. For more information on Ms. Williamson’s conduct or suspension, please visit FINRA’s website.