Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 21, 2018 indicate that California-based Sagepoint Financial broker/adviser Delio Londono is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Londono (CRD# 2695744).
Delio Londono has spent 17 years in the securities industry and has been registered with Sagepoint Financial in La Crescenta, California since 2010. Previous registrations include Unionbanc Investment Services in Studio City, California (2008-2010); Banc of America Investment Services in Sherman Oaks, California (2007-2008); Banc of America Investment Services in San Fernando, California (2003-2006); and Morgan Stanley DW in Purchase, New York (2000-2003). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 7, 2000; Series 31 (Futures Managed Funds Examination), which he obtained on August 30, 2000; Series 7 (General Securities Representative Examination), which he obtained on June 9, 2000; and Series 24 (General Securities Principal Examination), which he obtained on September 6, 2005. He is a registered broker and investment adviser with three US states: California, Florida, and Nevada.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In April 2018 a customer alleged Delio Londono, while employed at Sagepoint Financial, recommended unsuitable investments in mutual funds, real estate investment trusts and a Kirect placement. The customer is seeking unspecified damages in the pending complaint.
In 2005 a customer alleged Delio Londono, while employed at Banc of America Investment Services, misrepresented material facts related to an investment in government bonds. The customer sought more than $29,400 in damages in the pending complaint.
If you or someone you know has a complaint regarding Delio Londono, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.