Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2018 indicate that former North Dakota-based Questar Capital Corporation broker Derek Sunderland was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sunderland (CRD# 2996941).
Derek Sunderland has spent 19 years in the securities industry and was most recently registered with Questar Capital Corporation in Fargo, North Dakota (2006-2018). He was previously registered with USAllianz Securities in Fargo, North Dakota (1999-2006). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 12, 1999; Series 7 (General Securities Representative Examination), which he obtained on February 8, 2002; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on February 5, 1999; Series 24 (General Securities Principal Examination), which he obtained on January 31, 2002; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on March 1, 2000. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was discharged from his former employer in connection to alleged rule violations.
In August 2018 he was terminated from his position at Questar Capital Corporation following allegations that in response to a firm request for original logs and blotters as part of a FINRA investigation, he failed to produce such, and in a later interview “acknowledged multiple alterations on logs and blotters he approved as supervisor” in violation of firm policy and additionally admitted that he made one such alteration in his own handwriting on a blotter which he had approved, also in violation of firm policy.
If you have lost money investing with Derek Sunderland, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.