Dominic Tropiano Has Received Six Pending Customer Disputes

Dominic TropianoPublic records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that former Ohio-based America Northcoast Securities broker Dominic Tropiano has received several pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tropiano (CRD# 4761462).

Dominic Tropiano has spent 10 years in the securities industry and was most recently registered with America Northcoast Securities in Cleveland, Ohio (2016). Previous registrations include Key Investment Services in Chagrin Falls, Ohio; Natcity Investments in Cleveland, Ohio; and McDonald Investments in Cleveland, Ohio. Series 66 (Uniform Combined State Law Examination); Series 31 (Futures Managed Funds Examination); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received six pending customer complaints.

In May 2017 a customer alleged Dominic Tropiano, while employed at America Northcoast Securities, acted negligently, violated FINRA rules, breached his fiduciary duty, made unsuitable recommendations, executed unauthorized trades, and failed in his supervisory duties in connection to an investment in leveraged exchange-traded funds. The customer is seeking $250,000 in damages in the pending complaint.

In April 2017 a customer alleged Dominic Tropiano, while employed at America Northcoast Securities, failed in his supervisory duties, executed unauthorized transactions, breached contract, breached his fiduciary duty, and violated the Ohio Securities Act and FINRA rules. The customer is seeking $150,000 in damages in the pending complaint.

In January 2017 a customer alleged Dominic Tropiano, while employed at America Northcoast Securities, acted negligently, made unsuitable recommendations, failed to supervise, and made unauthorized in connected to an ETF investment. The customer is seeking $100,000 in damages in the pending complaint.

In 2016 a customer alleged he, while employed at America Northcoast Securities, acted negligently, made unsuitable recommendations, breached his fiduciary duty, committed fraud, and breached contract. The customer is seeking $800,000 in damages in the pending complaint.

If you or someone you know has a complaint regarding Dominic Tropiano, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.