Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that California-based Cetera Advisor Networks broker/adviser Edward Rosenblatt has been involved in several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rosenblatt (CRD# 2658712).
Edward Rosenblatt has spent 22 years in the securities industry and has been registered with Cetera Advisor Networks in Mission Viejo, California since 1995. He has no previous registrations. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 29, 1995; Series 7 (General Securities Representative Examination), which he obtained on November 17, 1995; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on September 8, 1995. He is a registered broker and investment adviser with 19 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Kentucky, Nevada, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington.
According to his BrokerCheck report, he has received three customer complaints and two customer complaints that were closed or denied.
In 2017 a customer alleged Edward Rosenblatt, while employed at Cetera Advisor Networks, misrepresented material facts related to a mutual fund investment. The complaint settled for more than $33,700.
In 2010 a customer alleged Edward Rosenblatt, while employed at Financial Network Investment Corporation, poorly managed his accounts and made unauthorized trades. The complaint settled for $14,999.
In 2009 a customer alleged he, while employed at Financial Network Investment Corporation, misrepresented material facts related to an annuity contract. The customer sought more than $109,600 in damages in the complaint, which was denied.
In 2001 a customer alleged he, while employed at Financial Network Investment Corporation, failed to follow instructions to place stop loss orders. The customer sought $180,000 in damages in the complaint, which was closed with no action taken.
In 2004 a customer alleged Edward Rosenblatt, while employed at Financial Network Investment Corporation, made unsuitable investment recommendations. The complaint settled in 2005 for $150,000.
If you or someone you know has lost money investing with Edward Rosenblatt, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.