South Carolina-based Raymond James Financial broker Eric Cobb is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cobb (CRD# 2623064).
Eric Cobb has spent nineteen years in the securities industry and was most recently registered with Raymond James Financial Services in Spartansburg, South Carolina (2014-2016). Previous registrations include Morgan Stanley in Spartansburg, South Carolina (2009-2014); Morgan Stanley & Company in Spartansburg, South Carolina (2008-2009); and Merrill Lynch in Spartansburg, South Carolina (1996-2008). He is currently not registered with any state or firm.
According to his BrokerCheck report, Eric Cobb is the subject of one pending customer complaint and was discharged from his position at Raymond James Financial Services.
In February 2016 Eric Cobb was discharged from Raymond James Financial Services following allegations he violated firm policy with respect to communications with the public.
In June 2015 a customer alleged Eric Cobb, while employed at Morgan Stanley, implemented an investment strategy that became unsuitable after a change in market condition from 2011-2013. The customer is seeking $921,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Eric Cobb, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This article is based on publicly available information provided by FINRA on April 8, 2016.