Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 21, 2018 indicate that Florida-based Oppenheimer & Company broker Eric Miller has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miller (CRD# 2687217).
Eric Miller has spent twenty-one years in the securities industry and has been registered with Oppenheimer & Company in Palm Beach Gardens, Florida since 2013. He was previously registered with FMSbonds in Boca Raton, Florida (1996-2013). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 12, 1997, and Series 7 (General Securities Representative Examination), which he obtained on October 30, 1996. He is a registered broker with 26 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, Washington, and West Virginia. He is registered with nine self-regulatory organizations (SROs): Cboe Exchange, the Chicago Stock Exchange, FINRA, NYSE American LLC, NYSE Arca, Nasdaq ISE LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In April 2018 a customer alleged Eric Miller, while employed at Oppenheimer & Company, made purchases in master limited partnerships and a commodities fund “without adequate disclosures of authorization,” resulting in losses. The customer is seeking $90,000 in damages in the pending complaint.
If you have lost money investing with Eric Miller, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.