According to records provided by the Financial Industry Regulatory Authority (FINRA), Virginia and Texas-based LPL Financial broker/adviser Erryn Barkett has been named respondent in a complaint by the Virginia State Corporation Commission. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Barkett (CRD# 4102279).
Erryn Barkett has spent 15 years in the securities industry and has been registered with LPL Financial in Fincastle, Virginia and The Woodlands, Texas since 2013. Previous registrations include Next Financial Group in Fincastle, Virginia (2008-2013); NFP Securities in Fincastle, Virginia (2007-2008); and AXA Advisors in Fincastle, Virginia (2000-2007). He is a registered broker and investment adviser in 14 US states.
According to his BrokerCheck report, Erryn Barkett is the subject of one pending regulatory complaint, one customer complaint, two pending customer complaints and one denied customer complaint.
- In 2015 the Virginia State Corporation Commission named Erryn Barkett in a complaint alleging he recommended and sold unsuitable and unregistered securities, in addition to omitting material facts related to those investments. Ultimately, the complaint alleges, Mr. Barkett’s actions resulted in losses of more than $330,000. The Virginia State Corporation Commission is seeking to order Mr. Barkett to pay $15,000 in the pending complaint.
- In 2015 a customer alleged Erryn Barkett, while employed at Next Financial Group, sold unsuitable investments and unregistered securities. The customer is seeking $78,000 in damages in the pending complaint.
- In 2015 a customer alleged Erryn Barkett, while employed at Next Financial Group, sold seven unregistered and unsuitable securities. The customer is seeking more than $165,900 in damages in the pending complaint.
- In 2014 a customer alleged Erryn Barkett, while employed at Next Financial Group, engaged in fraud and selling away. The complaint settled in 2015 for $170,000.
If you have lost money investing with Erryn Barkett, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.