Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 23, 2018 indicate that New York-based Oppenheimer & Company broker Eugene Freund has received pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Freund (CRD# 214180).
Eugene Freund has spent 47 years in the securities industry and was most recently registered with Oppenheimer & Company in New York, New York (2017). Previous registrations include Empire Asset Management Company in New York, New York (2016-2017); RBC Capital Markets in New York, New York (2004-2016); RBC Dain Rauscher in New York, New York (2002-2003); Tucker Anthony in Boston, Massachusetts (1988-2002); LF Rothschild & Company (1973-1988); and Ladenburg Thalmann & Company (1968-1973). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 10, 1980; PC (AMEX Put and Call Exam), which he obtained on January 17, 1978; and Series 1 (Registered Representative Examination), which he obtained on January 25, 1962. He is currently not registered with any state, firm, or self-regulatory organization.
According to his BrokerCheck report, he has received two pending customer complaints.
In January 2018 a customer alleged Eugene Freund, while employed at RBC Capital Markets, recommended unsuitable investments in high risk municipal bond products. The customer is seeking between $100,000 to $500,000 in damages in the pending complaint.
In 2000 a customer alleged Eugene Freund, while employed at Tucker Anthony, did not explain the risks of investments in equity products. The customer is seeking more than $28,800 in damages in the pending complaint.
If you or someone you know has lost money investing with Eugene Freund, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.